400 Main Street, Suite 200
Phone: 925.462.6007 Fax: 925.462.6008Email: firstname.lastname@example.org
Securities offered through Triad Advisors MemberFINRA & SIPC; Investment Advisory Services offered through Continuum Advisory, LLC., 400 Main Street, Suite 200, Pleasanton, CA, (925) 462 – 6007, an Independent Registered Investment Advisor.
Continuum Advisory, LLC is not affiliated with Triad Advisors.
Investment products and services available only to residents of CA, CO, D.C., FL, HI, IL, IN, MI, MD, MT, NC, NV, NY, OH, OR, PA, TX, UT, WA.
Fee-based investment advisory services available only to residents of CA, CO, D.C., FL, HI, IL, IN, MI, MD, MT, NC, NV, NY, OH, OR, PA, TX, UT, WA.
Wealth Management & Associates is licensed to sell insurance products in the states of CA, CO, NV, OR.
A broker/dealer, investment advisor, BD agent or IA rep may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if they are excluded or exempted from the state’s broker/dealer, investment adviser, or BD agent or IA rep requirements, as the case may be; and follow-up, individualized responses to consumers in a particular state by broker/dealer, investment adviser, BD agent or IA rep that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state’s broker/dealer, investment adviser, BD agent or IA rep requirements, or pursuant to an applicable state exemption or exclusion. For information concerning the licensure status or disciplinary history of a broker/dealer, investment adviser, BD agent or IA rep, a consumer should contact his or her stated securities law administrator.
Copyright , Wealth Management & Associates